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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-06-11
  • KS RA
    APPROVED
    Since 2009-06-11

Branch Locations

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Topeka, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 06/2009 Present
Cobler Capital Managment Llc Silver Lake KS 01/2016 Present
Previous Registrations
Other Businesses

BAY BRIDGE, AMERITAS, RSL, HUMANA, SECURITY BENEFIT FOR SECTION 125 BENEFITS - MEET WITH & ENROLL ELIGIBLE PARTICIPANTS INTO SECTION 125 PLANS - COMMISSIONS - 50% OF TIME SPENT; COBLER CAPITAL MANAGEMENT--INVESTMENT ADVISOR REPRESENTATIVE-SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR COBLER CAPITAL MANAGEMENT'S PORTFOLIOS-FLAT FEE-5% TIME SPENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-10
S65 Uniform Investment Adviser Law Examination 1999-10-22
  • S63 Uniform Securities Agent State Law Examination
    2011-10-10
  • S65 Uniform Investment Adviser Law Examination
    1999-10-22
Other Names
  • Katherine Marie Cassidy
  • Kate Cassidy
  • Katy Cassidy
  • Katherine Marie Mcmaster

View on SEC IAPD

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