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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-23 |
| GA | RA | APPROVED | 2006-01-11 |
Branch Locations
3430 Wrightsboro Rd, Augusta, GA 30909 • United States
489 Fury'S Ferry Rd, Martinez, GA 30907 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Augusta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Augusta | GA | 11/2016 | Present |
RENTAL PROPERTY (SINGLE QUADRAPLEX); INVESTMENT RELATED; AUGUSTA GA; 100% OWNERSHIP; START DATE 4/218/1988; 2 HR PER MONTH; 0 HRS DURING TRADING. WESTWOOD PROPERTY OWNERS ASSOCIATION; NOT INVESTMNET RELATED; AUGUSTA, GA; BOARD MEMBER; START DATE 3/1990; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-06 |
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