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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-24 |
| TX | RA | APPROVED_RES | 2023-03-23 |
| NJ | RA | APPROVED | 2009-01-02 |
Branch Locations
365 W. Passaic St. Suite 205, Rochelle Park, NJ 07662 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Rochelle Park | NJ | 12/2004 | Present |
| Raymond James Financial Services Advisors, Inc | Rochelle Park | NJ | 01/2009 | Present |
| Axia Financial | Rochelle Aprk | NJ | 11/2009 | Present |
(1)Name of Business: Axia Financial Address: 365 W Passaic St Ste 205, Rochelle Park, NJ, 07662-3012, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: financial services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-22 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-22 |
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