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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-19 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Hamilton | NJ | 01/2008 | Present |
| J.P. Morgan Securities Llc | Hamilton | NJ | 10/2012 | Present |
Entity Name: Ocean Dunes investments, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Board Member Start Date: 01/01/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property condo, I am VP and just advisory maybe 1hr per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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