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Colin Bradley Lessard

Rockefeller Financial LLC

New York, NY

Hamilton, NJ

CRD 4233230

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-06
  • NJ RA
    APPROVED
    Since 2025-10-06

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 08/2023
Goldman Sachs New York NY 09/2023 08/2024
Rockefeller Financial Llc Hamilton NJ 07/2025 Present
Medical Leave Haddonfield NJ 08/2024 07/2025
  • 12/2015 → 08/2023
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
  • 09/2023 → 08/2024
    Goldman Sachs
    New York, NY
  • 07/2025 → Present
    Rockefeller Financial Llc
    Hamilton, NJ
  • 08/2024 → 07/2025
    Medical Leave
    Haddonfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-03
S63 Uniform Securities Agent State Law Examination 2002-01-16
  • S65 Uniform Investment Adviser Law Examination
    2025-10-03
  • S63 Uniform Securities Agent State Law Examination
    2002-01-16
Other Names
  • Colin Bradley Lessard
  • Colin Bradley Lessard

View on SEC IAPD

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