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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-10 |
Branch Locations
2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2015 | 07/2023 |
| Rockefeller Capitial Management | Chandler | AZ | 07/2023 | 12/2023 |
| Rockefeller Financial Llc | Chandler | AZ | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-02 |
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