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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-05-05 |
Branch Locations
2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Hamilton | NJ | 07/2018 | Present |
| Rock & Co Llc | Hamilton | NJ | 07/2018 | Present |
| Unemployed | Fair Haven | NJ | 08/2010 | 07/2018 |
CWM HOLDINGS LLC - operating since 05/15/2019 - 50 % Owner - OBA for Profit - 37 Poplar Avenue, Fair Haven, NJ 07704 - Purpose: Own and/or lease residential property - Devote 30 minutes a month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-04 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-18 |
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