Regina Rae Spano

Rockefeller Financial LLC

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Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-07-09

NJ RA
APPROVED

Since 2019-07-09

Branch Locations

2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockefeller Capital Management	Hamilton	NJ	09/2018	Present
Merrill Lynch	Pennington	NJ	09/2013	09/2018

09/2018 → Present

Rockefeller Capital Management

Hamilton, NJ
09/2013 → 09/2018

Merrill Lynch

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-08

S66 Uniform Combined State Law Examination

2019-07-08

Other Names

Regina Rae Williams
Jeanie Rae Williams
Jeanie Rae Slater
Jeanie Rae Spano

View on SEC IAPD

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