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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2019-09-23 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Greenwood Village | CO | 06/2009 | Present |
*665350 - 44 Willow Lane Holdings; Investment related: Yes; Littleton, Colorado; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 2; Administrative:Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-22 |
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