Robert Harold Sowder

Current Employers

Employment History

• 08/2002 → 12/2017
  Lpl Financial Llc
  Lakewood, CA
• 10/2010 → 08/2018
  H&R Block
  Lakewood, CA
• 06/2015 → Present
  R.H. Sowder Enterprises
  Lakewood, CA
• 12/2017 → 12/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → Present
  Clg, Llc D/B/A Moran, Heising And Mcelravey
  Long Beach, CA
• 01/2024 → Present
  Purshe Kaplan Sterling Investment
  Albany, NY

Previous Registrations

• 2023-06-29 → 2023-12-31
  Cetera Investment Advisers Llc
  Torrance, CA
• 2017-12-08 → 2023-06-29
  Cetera Wealth Services, Llc
  Torrance, CA
  Lakewood, CA
  Torrance, CA
  Lakewood, CA
• 2002-08-26 → 2017-12-18
  Lpl Financial Llc
  Agoura Hills, CA
  Lakewood, CA
  Lakewood, CA
• 2017-11-14 → 2017-11-14
  Cetera Wealth Services, Llc
  Torrance, CA
• 2002-02-11 → 2002-08-28
  Kestra Investment Services, Llc
  Encino , CA

Other Businesses

1) CLG, LLC d/b/a MORAN, HEISING AND MCELRAVEY. Investment Related. At Registered Location. RIA. Financial Advisor. Start Date: 09/2023. 40 hrs/ month; All during trading hours. Provide advice to clients. 2) FIXED INSURANCE. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 10/2017. 2 hrs/ month; 2 hrs/ month during trading hours. Sales of fixed / traditional insurance products. 3) PKSF. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 10/2017. 2 hrs/ month; 2 hrs/ month during trading hours. Sales of fixed / traditional insurance products. 4) R.H. SOWDER ENTERPRISES. Not Investment Related. 858 Lomita Street El Segundo, CA 90245. S Corportation. Owner. Holding Company. Start Date 03/2015. None during trading hours. This is an S-Corp set solely for the purposes of liability mitigation and tax benefits as recommended by my CPA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-08
• S63 Uniform Securities Agent State Law Examination
  1996-08-02