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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-02-11 |
| PA | RA | APPROVED | 2017-12-01 |
| TX | RA | APPROVED_RES | 2017-11-30 |
Branch Locations
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
Gibsonia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Sewickley | PA | 08/2013 | 11/2017 |
| Rbc Capital Markets, Llc. | Sewickley | PA | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-31 |
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