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Theresa M Gorin

Rockefeller Financial LLC

Chesterfield, MO

Dallas, TX

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-05-26
TX RA APPROVED 2023-05-26
  • MO RA
    APPROVED
    Since 2023-05-26
  • TX RA
    APPROVED
    Since 2023-05-26

Branch Locations

16090 Swingley Ridge Road, Chesterfield, MO 63017 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 06/1999 05/2023
Bank Of America,N.A. Chesterfield MO 06/2011 05/2023
Rockefeller Financial Llc Chesterfield MO 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-17
  • S66 Uniform Combined State Law Examination
    2000-05-17
Designations
Other Names
  • Theresa Marie Wittenauer
  • Theresa Wittenauer
  • Theresa Marie Wittenauer
  • Theresa Marie Gorin
  • Theresa A Gorin

View on SEC IAPD

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JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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