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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-03-24 |
Branch Locations
50 South 6 Street, Ste 200, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | Minneapolis | MN | 08/2015 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2017 | 03/2018 |
| Bank Of America, N.A. | Minneapolis | MN | 06/2017 | 03/2018 |
| Alliance Bernstein | Minneapolis | MN | 08/2015 | 06/2017 |
| Bmo Bank Na | Minneapolis | MN | 03/2018 | Present |
| Lpl Financial Llc | Minneapolis | MN | 03/2021 | Present |
1) 03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Minneapolis, MN 55402 2) 03/2021 - Financial Institution Duty - BMO Bank NA - 100Hrs/Mo 0Hrs During Trading - Investment Related - Chicago, IL 60603 - Start Date 03/2018
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-30 |
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