Best Investors Account Sign in
Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-25
CA RA APPROVED 2024-02-02
  • TX RA
    APPROVED_RES
    Since 2024-04-25
  • CA RA
    APPROVED
    Since 2024-02-02

Branch Locations

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

1210 West Avenue J Suite 300, Lancaster, CA 93534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timothy Hayes Financial Lancaster CA 12/1994 Present
Crown Capital Securities, Lp Orange CA 03/2000 02/2024
Independent Financial Group, Llc Lancaster CA 02/2024 Present
  • 12/1994 → Present
    Timothy Hayes Financial
    Lancaster, CA
  • 03/2000 → 02/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 02/2024 → Present
    Lancaster, CA
Previous Registrations
  • 2007-10-03 → 2024-02-09
    Crown Capital Securities, L.P.
    Lancaster, CA
    Lancaster, CA
    Cayucos, CA
Other Businesses

(1) STARTING 12/1994, I AM AN EMPLOYEE OF TIMOTHY HAYES FINANCIAL & INSURANCE SERVICES. I DEVOTE 160 HRS/MO (80 HRS DURING TRADING) TO THIS ACTIVITY AND MY DUTIES INCLUDE ALL ADMINISTRATIVE NEEDS OF THE BRANCH OFFICE. THIS IS AN INVESTMENT RELATED ACTIVITY. (2) START DATE 12/1994, I AM AN AGENT FOR FIXED ANNUITY SALES. THIS IS NOT INVESTMENT RELATED. BUSINESS ADDRESS: 1210 WEST AVENUE J, SUITE 300, LANCASTER, CA 93534. (2) TIMOTHY HAYES FINACIAL POSITION: Employee NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/1994 ADDRESS: 1210 West Avenue J, Suite 300, Lancaster CA 93534, United States DESCRIPTION: Office Manager - All administrative duties of office, client services. Employee of the Timohty Hayes Financial

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-21
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S65 Uniform Investment Adviser Law Examination
    2007-08-21
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Other Names
  • Tina Shatz

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor