Best Investors
Account
Sign in
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-25 |
| CA | RA | APPROVED | 2024-02-02 |
Branch Locations
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
1210 West Avenue J Suite 300, Lancaster, CA 93534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Timothy Hayes Financial | Lancaster | CA | 12/1994 | Present |
| Crown Capital Securities, Lp | Orange | CA | 03/2000 | 02/2024 |
| Independent Financial Group, Llc | Lancaster | CA | 02/2024 | Present |
(1) STARTING 12/1994, I AM AN EMPLOYEE OF TIMOTHY HAYES FINANCIAL & INSURANCE SERVICES. I DEVOTE 160 HRS/MO (80 HRS DURING TRADING) TO THIS ACTIVITY AND MY DUTIES INCLUDE ALL ADMINISTRATIVE NEEDS OF THE BRANCH OFFICE. THIS IS AN INVESTMENT RELATED ACTIVITY. (2) START DATE 12/1994, I AM AN AGENT FOR FIXED ANNUITY SALES. THIS IS NOT INVESTMENT RELATED. BUSINESS ADDRESS: 1210 WEST AVENUE J, SUITE 300, LANCASTER, CA 93534. (2) TIMOTHY HAYES FINACIAL POSITION: Employee NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/1994 ADDRESS: 1210 West Avenue J, Suite 300, Lancaster CA 93534, United States DESCRIPTION: Office Manager - All administrative duties of office, client services. Employee of the Timohty Hayes Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-29 |
Reach out to this advisor