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Christopher Jay Davis

Charles Schwab & Co., Inc.

West Hartford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-01-26
  • CT RA
    APPROVED
    Since 2022-01-26

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Manchester CT 09/2014 09/2018
Td Ameritrade, Inc. Manchester CT 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Td Ameritrade, Inc. Manchester CT 09/2018 12/2022
Charles Schwab &Co, Inc West Hartford CT 12/2022 Present
Charles Schwab Bank, Ssb West Hartford CT 11/2023 Present
  • 09/2014 → 09/2018
    Scottrade
    Manchester, CT
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Manchester, CT
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 09/2018 → 12/2022
    Td Ameritrade, Inc.
    Manchester, CT
  • 12/2022 → Present
    Charles Schwab &Co, Inc
    West Hartford, CT
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    West Hartford, CT
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Manchester, CT
    West Hartford, CT
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Manchester, CT
    West Hartford, CT
  • 2016-04-25 → 2018-02-26
    Scottrade Investment Management
    Manchester, CT
    Saint Louis, MO
  • 2014-05-05 → 2014-11-04
    3D Asset Management, Inc.
    Hartford, CT
  • 2013-10-11 → 2014-03-18
    Msi Financial Services, Inc.
    Glastonbury, CT
  • 2010-10-15 → 2013-01-08
    Hfm Wealth Management
    West Hartford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-22
S65 Uniform Investment Adviser Law Examination 2010-10-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-22
  • S65 Uniform Investment Adviser Law Examination
    2010-10-14
Other Names
  • Chris Davis

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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