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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-02 |
| CT | RA | APPROVED | 2005-08-18 |
Branch Locations
11 South Main Street, West Hartford, CT 06107 • United States
300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | West Hartford | CT | 08/2005 | Present |
| Charles Schwab Bank | West Hartford | CT | 08/2005 | Present |
Start Date = 11-15-18| Hartford Hospital| Corporator| Hartford, CT| Hours/Month = Less than 20| Hartford Hospital Corporators represent us throughout the Greater Hartford area and beyond. In turn, they inform Hartford Hospital of the questions, concerns and compliments of the many people we serve each year. Additionally, our Corporators provide philanthropic leadership through their own charitable support of Hartford Hospital. Their generosity is very important not only because of the programs and services it helps make possible at Hartford Hospital, but also for the compelling endorsement it sends to the broader community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-31 |
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