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Keith Jude Douglas

Fifth Third Securities, Inc.

Cincinnati, OH

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-12-05
  • OH RA
    APPROVED
    Since 2008-12-05

Branch Locations

5540 Cheviot Road, Cincinnati, OH 45247 • United States

3616 Harrison Avenue, Cincinnati, OH 45211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 12/2008 Present
  • 12/2008 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2005-05-21 → 2008-12-01
    Natcity Investments, Inc.
    Cincinnati, OH
    Cincinnati, OH
  • 2001-03-20 → 2005-04-29
    Morgan Stanley Dw Inc.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-28
S63 Uniform Securities Agent State Law Examination 1996-09-18
  • S65 Uniform Investment Adviser Law Examination
    1998-10-28
  • S63 Uniform Securities Agent State Law Examination
    1996-09-18
Designations

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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