Daniel Antonio Capote

Current Employers

Employment History

• 10/2015 → 03/2018
  Bankers Trust
  Phoenix, AZ
• 03/2018 → 02/2019
  Mutual Of Omaha Insurance Company
  Phoenix, AZ
• 03/2018 → 02/2019
  Mutual Of Omaha Investor Services
  Phoenix, AZ
• 02/2019 → Present
  Massmutual Greater Phoenix
  Scottsdale, AZ
• 04/2019 → Present
  Mml Investors Services, Llc
  Phoenix, AZ

Previous Registrations

• 2018-05-09 → 2019-02-25
  Mutual Of Omaha Investor Services, Inc.
  Phoenix, AZ

Other Businesses

(1) NAME: DANIEL CAPOTE INV REL: Y ADD: 4900 N SCOTTSDALE RD SUITE 4000 SCOTTSDALE AZ 85251 NATURE: INDIVIDUAL LIFE,GROUP LIFE POSITION: AGENT START DATE:2/8/2019 NO HRS/MO: 16 NO HRS/MO DUR TRADING: 58 (2) NAME: PHOENIX ROTARY 100- DOWNTOWN SOCIAL CLUB INV REL: Y ADD: 501 E OSBORN RD PHOENIX AZ 85012 NATURE:NON-COMPENSATED AND NON- BUSINESS RELATED VOLUNTEER POSITION WITH A CHARITABLE NON-PROFIT POSITION: BOARD MEMBER START DATE: 7/1/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 (3) NAME: FOOTHILLS HOG/ HARLEY OWNERS GROUP INV REL: N ADD: 6895 W CHANDLER BLVD CHANDLER AZ 85226 NATURE: NON-COMPENSATED, NON BUSINESS RELATED VOLUNTEER POSITION WITH A CHARITABLE NON-PROFIT POSITION: ASSISTANT DIRECTOR START DATE: 1/1/2016 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 (4) NAME: UFAA DESERT GATORS INV REL: N ADD: RESIDENTIAL ADD NATURE: AZ CHAPTER OF UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION POSITION: BOARD MEMBER START DATE: 7/01/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 (5) NAME: CHRYSALIS INV REL: N ADD: 2055 W NORTHERN AVE, PHOENIX, AZ 85021 NATURE: MEMBER OF NON-PROFITS FINANCE COMMITTEE POSITION: COMMITTEE MEMBER START DATE: 01/01/2023 NO HRS/MO: 4 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: REVIEW FINANCIALS TO SUPPORT AND MAKE RECOMMENDATIONS TO ORGANIZATION LEADERSHIP. PROVIDE REVIEW OF BUDGET, PROJECTIONS, EXPENSES, ETC.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-04-19
• S65 Uniform Investment Adviser Law Examination
  2018-05-09

Other Names

• Daniel Capote
• Daniel Antonio Capote
• Dan Capote
• Daniel A Capote