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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
FL RA APPROVED 2023-07-18
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-07-18

Branch Locations

1750 N Maitland Ave, Maitland, FL 32751 • United States

3300 Pga Blvd Suite 605, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Fischer & Associates Palm Beach Garden FL 11/2005 Present
Evershore Financial Group Palm Beach Gardens FL 07/2014 Present
Minnesota Life Ins Co St Paul MN 07/2014 08/2023
Securian Financial Services, Inc St Paul MN 07/2014 08/2023
Jay B. Fischer & Associates, Inc Palm Beach Gardens FL 02/2004 Present
Jay B. Fischer Palm Beach Gardens FL 10/2005 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Legacy Financial Services Palm Beach Gardens FL 11/2013 Present
  • 11/2005 → Present
    J. Fischer & Associates
    Palm Beach Garden, FL
  • 07/2014 → Present
    Evershore Financial Group
    Palm Beach Gardens, FL
  • 07/2014 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 07/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 02/2004 → Present
    Jay B. Fischer & Associates, Inc
    Palm Beach Gardens, FL
  • 10/2005 → Present
    Jay B. Fischer
    Palm Beach Gardens, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 11/2013 → Present
    Legacy Financial Services
    Palm Beach Gardens, FL
Previous Registrations
  • 2015-11-04 → 2023-08-10
    Securian Financial Services, Inc.
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Boca Raton, FL
    Palm Beach Gardens, FL
    St. Paul, MN
Other Businesses

1) EVERSHORE FIXED INSURANCE POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/17/2014 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 2) JAY B FISCHER & ASSOCIATES INC. POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2004 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 3) LEGACY FINANCIAL SERVICES POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2005 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 4) REAL ESTATE SALES POSITION: Owner NATURE: Realtor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 4) Real Estate Ownership POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 130 Cinder Dunes Point, Jupiter FL 33478, United States DESCRIPTION: Condo in the Orlando area. 5) NAME OF OTHER BUSINESS: LEGACY FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2013; POSITION/TITLE/RELATIONSHIP: CEO/PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-24
  • S66 Uniform Combined State Law Examination
    2015-09-24

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