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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| FL | RA | APPROVED | 2023-07-18 |
Branch Locations
1750 N Maitland Ave, Maitland, FL 32751 • United States
3300 Pga Blvd Suite 605, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. Fischer & Associates | Palm Beach Garden | FL | 11/2005 | Present |
| Evershore Financial Group | Palm Beach Gardens | FL | 07/2014 | Present |
| Minnesota Life Ins Co | St Paul | MN | 07/2014 | 08/2023 |
| Securian Financial Services, Inc | St Paul | MN | 07/2014 | 08/2023 |
| Jay B. Fischer & Associates, Inc | Palm Beach Gardens | FL | 02/2004 | Present |
| Jay B. Fischer | Palm Beach Gardens | FL | 10/2005 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Legacy Financial Services | Palm Beach Gardens | FL | 11/2013 | Present |
1) EVERSHORE FIXED INSURANCE POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/17/2014 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 2) JAY B FISCHER & ASSOCIATES INC. POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2004 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 3) LEGACY FINANCIAL SERVICES POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2005 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 4) REAL ESTATE SALES POSITION: Owner NATURE: Realtor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Owner 4) Real Estate Ownership POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 130 Cinder Dunes Point, Jupiter FL 33478, United States DESCRIPTION: Condo in the Orlando area. 5) NAME OF OTHER BUSINESS: LEGACY FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2013; POSITION/TITLE/RELATIONSHIP: CEO/PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-24 |
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