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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-24 |
Branch Locations
20 Executive Park Suite 190, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 04/2008 | 12/2019 |
| Bank Of America, N.A. | Los Angeles | CA | 06/2011 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 12/2019 | 04/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2019 | 04/2024 |
| Unemployed | Los Angeles | CA | 04/2024 | 06/2024 |
| National Life Group | Irvine | CA | 06/2024 | Present |
| Equity Services Inc | Montpelier | VT | 06/2024 | Present |
*TRUE PATH FINANCIAL,20 EXECUTIVE PARK, SUITE 190,IRVINE,CA,92614,ONGOING,INV REL,AGENT,INSURANCE,ONGOING,06/2024,DURING TRD/HRS,100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-26 |
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