Jeffrey Quan Nguyen

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-05-21

CA RA
APPROVED

Since 2014-05-21

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

6503 Quail Hill Pkwy, Irvine, CA 92603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Newport Beach	CA	05/2014	11/2016
Wells Fargo Clearing Services, Llc	Newport Beach	CA	11/2016	Present

05/2014 → 11/2016

Wells Fargo Advisors, Llc

Newport Beach, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Previous Registrations

2010-08-17 → 2014-05-21

Edward Jones

St Louis, MO

Anaheim, CA

Anaheim, CA

Costa Mesa, CA

Irvine, CA

Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, FULLERTON, CA. OWNER, START: 11/2009, 4 HOURS/MONTH, 0 DURING TRADING, LANDLORD.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-06

S66 Uniform Combined State Law Examination

2010-08-06

Other Names

Jeffrey Nguyen

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews