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Beth Goodell

Wells Fargo Clearing Services, LLC

Charlottesville, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-22
VA RA APPROVED 2020-07-22
  • TX RA
    APPROVED
    Since 2020-07-22
  • VA RA
    APPROVED
    Since 2020-07-22

Branch Locations

100 E South St, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlottesville VA 08/2000 07/2020
Bank Of America, N.A. Charlottesville VA 11/2017 07/2020
Wells Fargo Clearing Serivces, Llc Charlottesville VA 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-28
S63 Uniform Securities Agent State Law Examination 2000-06-05
  • S66 Uniform Combined State Law Examination
    2011-02-28
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05

View on SEC IAPD

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