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Scott Walter Forsyth

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-10
TX RA APPROVED 2023-11-10
  • CO RA
    APPROVED
    Since 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Inc Greenwood Village CO 04/2008 11/2023
Capital Mangement Group Denver CO 04/2016 11/2023
Ubs Financial Services, Inc. Denver CO 11/2023 Present
Previous Registrations
  • 2008-04-01 → 2023-11-14
    Geneos Wealth Management, Inc.
    Greenwood Village, CO
    Colorado Springs, CO
    Denver, CO
    Lone Tree, CO
    Arvada, CO
  • 2011-05-19 → 2017-11-20
    G5 Financial Group Ria, Llc
    Greenwood Village, CO
    Denver, CO
  • 2002-10-10 → 2011-09-06
    Adrian & Associates Inc
    Greenwood Village, CO
  • 2008-04-17 → 2011-07-28
    Financial Design & Management, Inc.
    Greenwood Village, CO
  • 2000-01-26 → 2002-07-12
    Piper Sandler & Co.
    Denver, CO
Other Businesses

1) DBA: Capital Management Group-business located at Branch location. /// 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. ///

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
Designations
Other Names
  • Scott Walter Paul Forsyth
  • Scott Walter Forsyth

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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