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Christine L Haut

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Myers, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-17
FL RA APPROVED 1996-07-02
  • TX RA
    APPROVED_RES
    Since 2009-03-17
  • FL RA
    APPROVED
    Since 1996-07-02

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Myers FL 03/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-21
S63 Uniform Securities Agent State Law Examination 1996-08-29
  • S65 Uniform Investment Adviser Law Examination
    1997-08-21
  • S63 Uniform Securities Agent State Law Examination
    1996-08-29
Other Names
  • Chris Heinzman
  • Christine L Heinzman

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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