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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-10-27 |
| CA | RA | APPROVED | 2007-08-03 |
Branch Locations
9201 Camino Media Suite 230, Bakersfield, CA 93311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ira S. Cohen | Bakersfield | CA | 12/2000 | Present |
| Ubs Financial Services Inc | Bakersfield | CA | 05/2007 | Present |
BAKERSFIELD MEMORIAL HOSPITAL FOUNDATION / 420 34TH STREET BAKERSFIELD,CA 93301 / FOUNDATION/ HEALTH CARE & PHARMACEUTICALS / RAISE FUNDS FOR THE HOSPITAL / TRUSTEE / HELP PROMOTE AND RAISE FUNDS FOR THE CHILDRENS SIDE OF THE HOSIPTAL / START DATE 1/1/2013. 2)Kern Communtiy Foundation / 3300 Truxtun Ave Suite 220 Bakersfield,CA 93301 / Foundation/ Charities, Cultural, Educational & Political Organisations / to better communtiy / Member of Board of Directors / / Promting the communtiy / Start Date 4/20/16-4/20/18 /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-06 |
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