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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED | 2025-10-02 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
100 E Wayne St. Suite 130, South Bend, IN 46601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | South Bend | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | South Bend | IN | 11/2016 | 01/2017 |
| Wells Fargo Advisors Financial Network, Llc | South Bend | IN | 01/2017 | 10/2025 |
| &Partners | Nashville | TN | 10/2025 | Present |
DUNHAM & ARNOLD LLC POSITION: Member Manager NATURE: 50% owner of an LLC that owns a building in South Bend, IN 46619. Building has an upstairs apartment and a restaurant at street level. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2025 ADDRESS: South Bend, IN 46601, United States DESCRIPTION: 50% owner of the building and the restaurant. No operating responsibilities. LAMINAT LLC POSITION: Member Manager NATURE: Laminat LLC is the entity which held my ownership (100%) interest in my FiNet practice -- my financial advisory business before joining &Partners. It will eventually be wound down by I will continue to pay rent and some other expenses out of this entity for another year or two. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: South Bend, IN 46601, United States DESCRIPTION: I am the sole member manager of this LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-01 |
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