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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| OK | RA | APPROVED | 1999-10-28 |
Branch Locations
6420 N Santa Fe Ave Ste A, Oklahoma City, OK 73116-9113 • United States
Edmond, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oklahoma City | OK | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Oklahoma City | OK | 03/2020 | Present |
Real Estate Ownership; Commercial; 6420 N Santa Fe Ave., Suite A, Oklahoma City, OK, 73116; Not Investment-Related; 12/08/2011 / agricultural land; 5500 N Penn, , Crescent, OK, 73028; Not Investment-Related; 03/24/2017. Business Ownership; JHP Management LLC; manage office; LLC which owns my office space; 3004 Harris Dr., , Edmond, OK, 73013; Not Investment-Related; 10/27/2011; 1 to 9 hours per month; 0 during trading hours / JHP Ag LLC; manager; agricultural (cattle and ass breeding); 3004 Harris Dr., , Edmond, OK, 73013; Not Investment-Related; 12/28/2016; 10 to 19 hours per month; 1 to 9 during trading hours / JHP Ownership LLC; Owner; entity to own agricultural land; 3004 Harris Dr., Edmond, OK 73013, , Edmond, OK, 73013; Not Investment-Related; 03/24/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Oklahoma Christian University Finance Advisory Council; Finance related professionals involved within the finance department (with both faculty, administration and students) in the OC finance department; 2501 E Memorial Rd Edmond, OK 73013, , Edmond, OK, 73013; Not Investment-Related; 02/09/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-13 |
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