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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
OK RA APPROVED 1999-10-28
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • OK RA
    APPROVED
    Since 1999-10-28

Branch Locations

6420 N Santa Fe Ave Ste A, Oklahoma City, OK 73116-9113 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Oklahoma City OK 09/2005 03/2020
Ameriprise Financial Services, Llc Oklahoma City OK 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6420 N Santa Fe Ave., Suite A, Oklahoma City, OK, 73116; Not Investment-Related; 12/08/2011 / agricultural land; 5500 N Penn, , Crescent, OK, 73028; Not Investment-Related; 03/24/2017. Business Ownership; JHP Management LLC; manage office; LLC which owns my office space; 3004 Harris Dr., , Edmond, OK, 73013; Not Investment-Related; 10/27/2011; 1 to 9 hours per month; 0 during trading hours / JHP Ag LLC; manager; agricultural (cattle and ass breeding); 3004 Harris Dr., , Edmond, OK, 73013; Not Investment-Related; 12/28/2016; 10 to 19 hours per month; 1 to 9 during trading hours / JHP Ownership LLC; Owner; entity to own agricultural land; 3004 Harris Dr., Edmond, OK 73013, , Edmond, OK, 73013; Not Investment-Related; 03/24/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Oklahoma Christian University Finance Advisory Council; Finance related professionals involved within the finance department (with both faculty, administration and students) in the OC finance department; 2501 E Memorial Rd Edmond, OK 73013, , Edmond, OK, 73013; Not Investment-Related; 02/09/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-14
S63 Uniform Securities Agent State Law Examination 1999-10-13
  • S65 Uniform Investment Adviser Law Examination
    1999-10-14
  • S63 Uniform Securities Agent State Law Examination
    1999-10-13

View on SEC IAPD

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