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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • AZ RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

7425 E Stetson Dr, Scottsdale, AZ 85251 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 10/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10-2014 APX NUMBER OF HOURS PER WEEK: 8 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: 8 HOURS POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: WESTBROOK FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10-2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SALES OF FINANCIAL PRODUCTS 3. DOTERRA, NOT INVESTMENT RELATED, 389 S 1300 WEST, PLEASANT GROVE, UT 84062, ESSENTIAL OILS, STARTED 4/2015 AGENT, APX .25 HOURS PER WEEK, NONE DURING TRADING HOURS, HELP PARTICIPANTS ENROLL ON THE DOTERRA WEBSITE. 4.NAME OF OTHER BUSINESS: BALANCING LIFE'S ISSUES INVESTMENT RELATED: NO ADDRESS: 1 DEPOT PLAZA. OSSINING, NY 10562 NATURE OF BUSINESS: SELF-HELP SEMINAR START DATE: 02/05/2016 POSITION/TITLE/RELATIONSHIP: TRAINER/ SEMINAR FACILITATOR APX NUMBER OF HOURS PER WEEK: LESS THAN AN HOUR APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SEMINAR FACILITATOR FOR LIFE BALANCING TOPICS; 5. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 05/2022, POSITION/TITLE/RELATIONSHIP: NOTARY, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: WALK THROUGH AND NOTARIZE DOCUMENTS FOR CLIENTS OF ESTATE PLANNING ATTORNEY; 6. NAME OF OTHER BUSINESS: TEENA MILLDEBRANDT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: GENERAL ESTATE PLANNING ; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: .5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE TRAINING AND EDUCATION FOR GENERAL ESTATE PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-17
  • S66 Uniform Combined State Law Examination
    2004-11-17
Other Names
  • Teena Milldebrandt
  • Teena Ann Semmons

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