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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-04-25
TX RA APPROVED 2013-05-29
MD RA APPROVED 2008-07-08
  • KS RA
    APPROVED
    Since 2018-04-25
  • TX RA
    APPROVED
    Since 2013-05-29
  • MD RA
    APPROVED
    Since 2008-07-08

Branch Locations

7065 Arundel Mills Circle, Hanover, MD 21076 • United States

9824 Herczog Rd Gatehouse 4, Fort Meade, MD 20755 • United States

840 Elkridge Landing Rd, Linthicum, MD 21090 • United States

1077 Maryland Rte 3 North, Gambrills, MD 21054 • United States

6030 Daybreak Circle, Clarksville, MD 21029 • United States

9207 Lakeside Bvld, Annapolis Junction, MD 20701 • United States

9150-12 Baltimore National Pike, Ellicott City, MD 21042 • United States

25 Magothy Branch Road, Pasadena, MD 21122 • United States

300 Sentinel Dr Suite 190, Annapolis Junction, MD 20701 • United States

9021 Snowden Square Dr, Columbia, MD 21046 • United States

7901 Sandy Spring Rd., Laurel, MD 20707 • United States

810 Bestgate Rd Ste 110, Annapolis, MD 21401 • United States

Bowie, MD • United States

231 Najoles Rd, Millersville, MD 21108 • United States

9250 Sigaba Way, Ft Meade, MD 20755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tower Federal Credit Union Hanover MD 06/2008 Present
Lpl Financial, Llc Hanover MD 07/2008 Present
  • 06/2008 → Present
    Tower Federal Credit Union
    Hanover, MD
  • 07/2008 → Present
    Hanover, MD
Previous Registrations
Other Businesses

1. 3/8/2016 - Tower Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - STARTED 04/01/2016 - 160 Hours Per Month During Securities Trading. 2. 2/2/2022 - Sobers & Associates, LLC - Investment Related - 9913 Hillandale Way Bowie, MD 20721 - Real Estate Rental - Start Date: 1/31/2022 - 10 Hours Per Month/0 Hours During Securities Trading - Buying and managing residential rental property in the United States.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-22
  • S66 Uniform Combined State Law Examination
    2002-07-22
Designations
Other Names
  • Maurice Sobers
  • Maurice Sobers
  • Irwin Maurice Sobers
  • I M Sobers

View on SEC IAPD

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