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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-01-07
TX RA APPROVED 2015-01-02
  • GA RA
    APPROVED
    Since 2015-01-07
  • TX RA
    APPROVED
    Since 2015-01-02

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

1337 Canton Rd Suite A, Marietta, GA 30066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc. Marietta GA 10/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 10/2014 → Present
    Kovack Securities Inc.
    Marietta, GA
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2008-01-02 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Marietta, GA
  • 2006-06-06 → 2007-12-31
    Resource Horizons Group Llc
    Marietta, GA
    Mareitta, GA
    Marietta, GA
Other Businesses

1) THE OAK TREE GROUP, INVESTMENTS/FINANCIAL PLANNING/INSURANCE, INVESTMENT RELATED; 40 HOURS WEEKLY AND 40 HOURS DURING TRADING HOURS;COMMISSIONS AND FEES; EST 2001. 2) EILEEN M FANNON, ULC MINISTER, NON-INVESTMENT RELATED; MARRIAGE OFFICIANT; APPROXIMATELY 1 TO 5 HOURS IS SPENT MONTHLY OFFICIATING; NO HOURS ARE SPENT DURING TRADING TIMES. 3) FIXED INSURANCE -1337 CANTON RD, SUITE A, MARIETTA, GA 30066; FIXED INSURANCE SALES; NON-INVESTMENT RELATED; SALES; 1% OF TIME SPENT. 4) INDEPENDENT CONTRACTOR - 3338 PEACHTREE RD, UNIT 1605, ATLANTA, GA 30066; NON-INVESTMENT RELATED; START DATE JULY 17, 2025; NOT SOLICITING BUSINESS; MOSTLY FOR PERSONAL, FAMILY AND FRIENDS FOR BOOKING TRIPS; TRAVEL AGENT; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 5) E SQUARED SERVICES SOLUTIONS - 1337 CANTON RD., SUITE A, MARIETTA, GA; NON-INVESTMENT RELATED; ACCOUNTING AND TAX SERVICES; MANAGING DIRECTOR; 15% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-22
  • S66 Uniform Combined State Law Examination
    2002-08-22

View on SEC IAPD

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