Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-27 |
| NY | RA | APPROVED | 2021-07-27 |
| PA | RA | APPROVED | 2019-11-05 |
| NJ | RA | APPROVED | 2019-11-01 |
Branch Locations
6390 Main St, Ste 100, Williamsville, NY 14221 • United States
110 Chautaqua Avenue [Office Of Convenience], Lakewood, NY 14750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jamestown | NY | 01/2009 | 10/2019 |
| Wells Fargo Clearing Services, Llc. | Warren | PA | 10/2019 | Present |
LIZZIELOU ENTERPRISES, LLC; INVESTMENT RELATED; LAKEWOOD,NY; 100% OWNERSHIP WITH SPOUSE; START 1/13/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; ELLICOTTVILLE,NY; 100% OWNERSHIP WITH SPOUSE; START 1/23/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. REG LENNA CENTER FOR THE ARTS INC., INV RELATED, JAMESTOWN, NY, FINANCE COMMITTEE MEMBER, START 1/16/2020, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING FINANCIAL AND AUDIT STATEMENTS, OPERATING AND CAPITAL BUDGETS, AND MONITORING CAPITAL STRUCTURE TO REPORT TO THE BOARD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-11 |
Reach out to this advisor