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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-01-11 |
Branch Locations
40 Wight Avenue Suite 510, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | Baltimore | MD | 09/2016 | 08/2017 |
| Wells Fargo Clearing Services Llc | Baltimore | MD | 01/2018 | 01/2022 |
| Unemployed | Cockeysville | MD | 08/2017 | 01/2018 |
| Janney Montgomery Scott Llc | Baltimore | MD | 01/2022 | 09/2022 |
| Janney Montgomery Scott Llc | Hunt Valley | MD | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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