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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-26
MI RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-03-26
  • MI RA
    APPROVED
    Since 2025-02-20

Branch Locations

43252 Woodward Avenue Suite 100, Bloomfield Hills, MI 48302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corp Bloomfield Hills MI 07/2008 09/2017
Independent Advisors Group Corp Troy MI 09/2004 12/2016
Concourse Financial Group Securities Inc Bloomfield Hills MI 10/2017 02/2025
(Dba) Nast Financial Solutions Llc Bloomfield Hills MI 09/2003 Present
Cetera Wealth Services, Llc Bloomfield Hills MI 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 07/2008 → 09/2017
    Lincoln Financial Securities Corp
    Bloomfield Hills, MI
  • 09/2004 → 12/2016
    Independent Advisors Group Corp
    Troy, MI
  • 10/2017 → 02/2025
    Concourse Financial Group Securities Inc
    Bloomfield Hills, MI
  • 09/2003 → Present
    (Dba) Nast Financial Solutions Llc
    Bloomfield Hills, MI
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Bloomfield Hills, MI
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-10-02 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Bloomfield Hills, MI
    Birmingham, AL
    Bloomfield Hills, MI
    Birmingham, AL
  • 2010-12-22 → 2017-10-12
    Osaic Fs, Inc.
    Bloomfield Hills, MI
    Troy, MI
    Bloomfield Hills, MI
  • 2011-10-13 → 2016-12-22
    Independent Advisers Group Corp
    Bloomfield Hills, MI
    Bloomfield Hills, MI
Other Businesses

1. (dba) NAST FINANCIAL SOLUTIONS LLC; Investment Related; 43252 Woodward Avenue, Suite 100, Bloomfield Hills, MI 48302; Insurance and Financial Services; Owner/Producer; Start Date 09/2003; 180 hours per month with most hours per month occurring during trading hours; In addition to securities related advice and solutions, I also offer life and annuity insurance products based on client needs. 2. NAME OF OTHER BUSINESS: NAST FINANCIAL SOLUTIONS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-14
  • S66 Uniform Combined State Law Examination
    2010-12-14

View on SEC IAPD

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