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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-21 |
| IN | RA | APPROVED | 2008-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Richmond | IN | 11/2008 | Present |
1. 11/03/2008 - COMMUNITY, CIVIC AND CHARITABLE BOARD - PRESIDENT OF LONGBONS AUCTIONEERING, LLC (ONLY DO CHARITY AUCTIONS) - 1% TIME SPENT - HANGERSTOWN, IN. 2. 11/5/2008 - DBA ONLY - GUIDEPOINT FINANCIAL GROUP, LLC - TIME SPENT 99% - RICHMOND, IN. 3. 3/24/2011 - REAL ESTATE RENTAL - GUIDEPOINT PROPERTEIS, LLC - WE ARE PURCHASING AND RENOVATING A BUILDING IN OFFICE SPACE. UPON COMPLETION WE WILL LEASE OFFICE SPACE BACK TO GUIDEPOINT FINANCIAL GROUP, WHICH IS THE OBA NAME FOR OUR LPL INVESTMENT FIRM. - TIME SPENT 0% - RICHMOND, IN 4. 09/13/2019 - Exclusive Insurance - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/01/2019 - 2 hrs/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-31 |
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