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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2002-07-09
  • CT RA
    APPROVED
    Since 2002-07-09

Branch Locations

2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States

Ridgefield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southport CT 05/2002 03/2020
Ameriprise Financial Services, Llc Southport CT 03/2020 Present
Other Businesses

Other Business Activities; Ridgefield Business Management Council; Prepare and Run Meeting Agendas for our Networking Group; Main Street, , Ridgefield, CT, 6877; Not Investment-Related; 08/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-08
  • S66 Uniform Combined State Law Examination
    2002-07-08

View on SEC IAPD

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