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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2018-10-17
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2018-10-17

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2002 06/2020
Equitable Advisors, Llc New York NY 05/2002 Present
Other Businesses

1. Board Member, WEST SENECA Schools FINANCE ACADEMY, SCHOOL ADVISORY BOARD ,Start 9/1/2014 TIME 6HRS PER MONTH, NO COMP. 2. Administrator or executor of an estate or trustee of a trust for the FP's mother.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-14
  • S66 Uniform Combined State Law Examination
    2002-06-14

View on SEC IAPD

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