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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-06 |
| VA | RA | APPROVED | 2024-06-06 |
| FL | RA | APPROVED | 2024-06-05 |
| NJ | RA | APPROVED | 2024-06-05 |
| NY | RA | APPROVED | 2024-06-05 |
| PA | RA | APPROVED | 2024-06-04 |
Branch Locations
740 Hamilton Street Suite 220, Allentown, PA 18101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quadrant Private Wealth Management, Llc | Bethlehem | PA | 01/2020 | 05/2024 |
| Iron Mountain | Boston | MA | 02/2015 | 12/2019 |
| Raymond James & Associates Inc. | Allentown | PA | 05/2024 | Present |
Sancon Valley Country Club Since 2/2023 Board of governors/Board member non-investment related Assist in governing of the club 4-5 hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 2019-02-23 |
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