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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
4131 Nw 122Nd Street Suite 150, Oklahoma City, OK 73120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | Oklahoma City | OK | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. INSURANCE AGENT- THE BLAIR GROUP, LLC -FIXED INSURANCE PRODUCTS SUCH AS: LIFE, HEALTH, LONG-TERM CARE, PROPERTY AND CASUALITY. -FROM BUSINESS ADDRESS- 5 HOURS SECURITIES - SINCE 11/2009. INVESTMENT RELATED. 2. DBA COMMONWEALTH CAPITAL MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 2005, REPRESENTATIVE, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, USED FOR MARKETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-24 |
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