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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
3700 N 10Th St, Ste 305 Kerria Plaza, Mcallen, TX 78501 • United States
13750 San Pedro Ave, Ste 145, San Antonio, TX 78232 • United States
13750 San Pedro Ave. Ste 145, San Antonio, TX 78232 • United States
Shavano Park, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W&R Insurance Agencies | Shavano Park | TX | 02/2015 | 07/2021 |
| Residential Real Estate | Calexico | CA | 01/2001 | 07/2021 |
| St Francis Cyo Board | San Antonio | TX | 06/2013 | 04/2018 |
| Residential Real Estate Rental | San Antonio | TX | 08/2015 | 03/2018 |
| Waddell & Reed, Inc | Mcallen | TX | 02/2015 | 07/2021 |
| Lpl Financial Llc | Mcallen | TX | 07/2021 | Present |
1) 7/2021- Real Estate Rental- co-owner - inv. related- 1021 Mercado Ct, Calexico , CA - 1hr/mth 2) 05/08/2023 - Mica42 LLC - Not Investment Related - Shavano Park, TX - Business Entity For Tax/Investment Purposes Only - Start Date 01/04/2000 - 1 Hours Per Month/0 Hours During Securities Trading 3) 03/06/2025 - South Texas Wealth Strategies - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - 5 Hrs/Mth - 0 Hrs During Trading. Start Date :03/05/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
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