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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-05-15
  • MI RA
    APPROVED
    Since 2018-05-15

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

1441 W Long Lake Rd Ste 250, Troy, MI 48098-4436 • United States

Livonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Farmington Hills MI 03/2002 03/2018
Ameriprise Financial Services, Inc. Troy MI 04/2018 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
  • 03/2002 → 03/2018
    Scottrade, Inc.
    Farmington Hills, MI
  • 04/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Troy, MI
  • 03/2020 → Present
    Troy, MI
Previous Registrations
  • 2016-06-16 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Name of Activity: CHURCH TREASURER; Date Activity Started/modified/ended: 5/17/2018; Type of Activity: SMALL BUSINESS; Role/Relationship: OFFICER; Responsibilities: ASSISTANT - COUNT MONEY; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Hours Per Month During Trading Hours:0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END-----

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2003-11-12
  • S66 Uniform Combined State Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2003-11-12

View on SEC IAPD

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