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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2002-05-28
  • OR RA
    APPROVED
    Since 2002-05-28

Branch Locations

825 Ne Multnomah Street Suite 1150, Portland, OR 97232 • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc Portland OR 03/2002 Present
Other Businesses

*ALLEN J. HOLDINGS, LLC. 825 NE MULTNOMAH ST, SUITE 1150, PORTLAND, OR. 97232. INV REL. MANAGE INDIVIDUALLY OWNED REAL ESTATE, RESIDENTIAL LEASES, & GENERAL MAINT. SOLE OWNER OF PROPERTIES. CURRENT. 10 HRS/MO. DURING TRADE HRS. *HJAM FINANCIAL. 825 NE MULTNOMAH STE 1150, PORTLAND, OR. 97232. INV REL. MEETING W/CLIENTS & PROSPECTS DISCUSSING FIXES INS PROD. OWNER/PRESIDENT. 11/15/11. 30 HRS/MO. DURING TRADE HRS *MOUNTAIN PEAK WEALTH SOLUTIONS. 825 NE MULTNOMAH ST, SUITE 1150, PORTLAND, OR. 97232. INV REL. NOV 2018. AGENCY DBA NAME. AGENT. SELLING/SERVICING FIXED INS PRODUCTS. DURING TRADE HRS. *MOUNTAIN PEAK WEALTH SOLUTIONS, LLC,825 NE MULTNOMAH STREET, SUITE 1150, PORTLAND, OR 97232, NOT INV REL, ONGOING, DURING TRD/HRS, 7/13/2020, MEMBER/PARTNER, CO EXPENSES-STAFF/SUPPLIES, 8HRS/WK. *HANS MANSETH,1613 SW HUME COURT, PORTLAND, OR 97219,05/16/2016, NOT INV REL, ONGOING, RENTING OUT RV AND PERSONAL VEHICLE ON OCCASION, NOT DURING TRD/HRS. *TRUE PATH FINANCIAL PARTNERS. 825 NE MULTNOMAH ST, SUITE 1150, PORTLAND, OR. 97232. INV REL. APRIL 2024. DBA NAME ONLY. FOR MARKETING. INCLUDED ON WEBSITE AS TEAM MEMBER. DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-24
S63 Uniform Securities Agent State Law Examination 2002-05-17
  • S65 Uniform Investment Adviser Law Examination
    2002-05-24
  • S63 Uniform Securities Agent State Law Examination
    2002-05-17
Designations

View on SEC IAPD

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