Brian William Heffernan

Current Employers

Employment History

• 11/2003 → Present
  Northeast Planning Associates, Inc.
  Southborough, MA
• 07/2007 → Present
  Lpl Financial Llc
  Southborough, MA

Previous Registrations

• 2003-12-16 → 2004-09-29
  Mutual Service Corporation
  Salem, NH
• 2003-10-10 → 2003-11-14
  Veravest Investment Advisors, Inc.
  Worcester, MA

Other Businesses

(1) 07/18/2007: Northeast Planning Associates Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 07/18/2007: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - life, health, LTC (3) 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor - DBA: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - 20% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in Nov 2003. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (4) 12/05/2024 - Heffernan Family Limited Partnership / GP - Mahdeen Management, LLC - Family Business - General Partner - Investment Related - Home Based - Start Date 09/30/2013 - 2 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2002-06-03

Other Names

• Brian W Hefferman
• Brian William Hefferman