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Brian Howard Dick

The Fiduciary Alliance

Tewksbury, MA

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Current Employers
The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-07
  • MA RA
    APPROVED
    Since 2021-07-07

Branch Locations

461 Main Street, Tewksbury, MA 01876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dick Insurance Agency Tewksbury MA 01/2008 Present
First Financial Advisors, Llc Tewksbury MA 09/2007 06/2021
The Fiduciary Alliance Greenville SC 01/2021 11/2024
Dick Advisory Group Llc Tewksbury MA 09/2024 Present
George Gath Insurance Agency Tewksbury MA 02/2005 Present
  • 01/2008 → Present
    Dick Insurance Agency
    Tewksbury, MA
  • 09/2007 → 06/2021
    First Financial Advisors, Llc
    Tewksbury, MA
  • 01/2021 → 11/2024
    The Fiduciary Alliance
    Greenville, SC
  • 09/2024 → Present
    Dick Advisory Group Llc
    Tewksbury, MA
  • 02/2005 → Present
    George Gath Insurance Agency
    Tewksbury, MA
Previous Registrations
  • 2024-11-08 → 2025-01-16
    Dick Advisory Group
    Tewksbury, MA
  • 2008-05-05 → 2021-06-22
    First Financial Advisors, Llc
    Tewksbury, MA
    Easley, SC
Other Businesses

licensed insurance agent with Dick Insurance Agency

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-01
  • S65 Uniform Investment Adviser Law Examination
    2008-05-01

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
BAKER TILLY WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT
OSAIC WEALTH, INC.
PACKERLAND BROKERAGE SERVICES, INC.
EDWARD JONES

Other Investors

TIMOTHY DICK
Kevin Edward Dick
BARRY RAYMOND DICK
JONATHAN TAYLOR DICK
MATTHEW ARTHUR KEEFE
BRIAN WILLIAM HEFFERNAN
MASROOR HASSAN
DALE ELIZABETH LEWIS

Other Offices

LPL FINANCIAL LLC · TEWKSBURY, MA
TD PRIVATE CLIENT WEALTH LLC · Tewksbury, MA
CETERA INVESTMENT ADVISERS LLC · TEWKSBURY, MA
BAKER TILLY WEALTH MANAGEMENT, LLC · Tewksbury, MA
CAPITAL WEALTH MANAGEMENT · TEWKSBURY, MA
LPL FINANCIAL LLC · LOWELL, MA
LPL FINANCIAL LLC · LOWELL, MA
OSAIC WEALTH, INC. · NORTH BILLERICA, MA

More in Tewksbury, MA

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