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Current Employers
The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-27
  • MA RA
    APPROVED
    Since 2025-03-27

Branch Locations

461 Main St, Tewksbury, MA 01876 • United States

135 S Main St Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 11/2020 03/2022
John Hancock Investment Management Distributors Llc Boston MA 11/2020 03/2022
Seaport Global Holdings Llc New York NY 06/2019 06/2019
Keybanc Capital Markets Chicago IL 05/2018 06/2018
Boardwalk Inn & Cafe Hampton NH 05/2017 08/2017
Student Washington DC 06/2019 05/2020
Unemployed Seabrook NH 05/2020 11/2020
Student Washington DC 06/2018 06/2019
Student Washington DC 08/2017 05/2018
Student Washington DC 08/2016 05/2017
Dakota Wealth, Llc Danvers MA 05/2022 01/2025
The Fiduciary Alliance Tewksbury MA 01/2025 Present
  • 11/2020 → 03/2022
    John Hancock
    Boston, MA
  • 11/2020 → 03/2022
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 06/2019 → 06/2019
    Seaport Global Holdings Llc
    New York, NY
  • 05/2018 → 06/2018
    Keybanc Capital Markets
    Chicago, IL
  • 05/2017 → 08/2017
    Boardwalk Inn & Cafe
    Hampton, NH
  • 06/2019 → 05/2020
    Student
    Washington, DC
  • 05/2020 → 11/2020
    Unemployed
    Seabrook, NH
  • 06/2018 → 06/2019
    Student
    Washington, DC
  • 08/2017 → 05/2018
    Student
    Washington, DC
  • 08/2016 → 05/2017
    Student
    Washington, DC
  • 05/2022 → 01/2025
    Danvers, MA
  • 01/2025 → Present
    Tewksbury, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-21
S63 Uniform Securities Agent State Law Examination 2020-05-26
  • S65 Uniform Investment Adviser Law Examination
    2020-09-21
  • S63 Uniform Securities Agent State Law Examination
    2020-05-26
Designations

View on SEC IAPD

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