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Kevin Edward Dick

The Fiduciary Alliance

Tewksbury, MA

Greenville, SC

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Current Employers
The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-10
  • MA RA
    APPROVED
    Since 2025-07-10

Branch Locations

461 Main St, Tewksbury, MA 01876 • United States

135 S Main St Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Capital Markets, Inc Medford MA 05/2019 08/2023
Citizens Bank, N.A. Medford MA 08/2018 06/2025
John Hancock Investments Portsmouth NH 05/2016 08/2017
Stonehill College Easton MA 08/2014 05/2018
Jmp Securities Llc Boston MA 08/2023 06/2025
The Fiduciary Alliance Tewksbury MA 06/2025 Present
  • 05/2019 → 08/2023
    Citizens Capital Markets, Inc
    Medford, MA
  • 08/2018 → 06/2025
    Citizens Bank, N.A.
    Medford, MA
  • 05/2016 → 08/2017
    John Hancock Investments
    Portsmouth, NH
  • 08/2014 → 05/2018
    Stonehill College
    Easton, MA
  • 08/2023 → 06/2025
    Jmp Securities Llc
    Boston, MA
  • 06/2025 → Present
    The Fiduciary Alliance
    Tewksbury, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-08
S63 Uniform Securities Agent State Law Examination 2018-10-20
  • S65 Uniform Investment Adviser Law Examination
    2025-05-08
  • S63 Uniform Securities Agent State Law Examination
    2018-10-20
Other Names
  • Kevin Dick

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
TD PRIVATE CLIENT WEALTH LLC
CETERA INVESTMENT ADVISERS LLC
BAKER TILLY WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT
OSAIC WEALTH, INC.
PACKERLAND BROKERAGE SERVICES, INC.
EDWARD JONES

Other Investors

BRIAN HOWARD DICK
TIMOTHY DICK
BARRY RAYMOND DICK
JONATHAN TAYLOR DICK
MATTHEW ARTHUR KEEFE
BRIAN WILLIAM HEFFERNAN
MASROOR HASSAN
DALE ELIZABETH LEWIS

Other Offices

LPL FINANCIAL LLC · TEWKSBURY, MA
TD PRIVATE CLIENT WEALTH LLC · Tewksbury, MA
CETERA INVESTMENT ADVISERS LLC · TEWKSBURY, MA
BAKER TILLY WEALTH MANAGEMENT, LLC · Tewksbury, MA
CAPITAL WEALTH MANAGEMENT · TEWKSBURY, MA
LPL FINANCIAL LLC · LOWELL, MA
LPL FINANCIAL LLC · LOWELL, MA
OSAIC WEALTH, INC. · NORTH BILLERICA, MA

More in Tewksbury, MA

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