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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-13
TX RA APPROVED_RES 2021-12-10
  • FL RA
    APPROVED
    Since 2021-12-13
  • TX RA
    APPROVED_RES
    Since 2021-12-10

Branch Locations

12650 New Brittany Blvd Ste B, Fort Myers, FL 33907 • United States

22107 Elmira Boulevard Suite A [Satellite], Fort Myers, FL 33952 • United States

North Fort Myers, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Fort Myers FL 04/2002 07/2019
Raymond James Financial Services, Inc. Fort Myers FL 07/2019 12/2021
Raymond James Financial Services Advisors, Inc. Fort Myers FL 07/2019 12/2021
Dc Real Estate Development Fort Myers FL 07/2019 12/2021
Wells Fargo Advisors Financial Network, Llc Fort Myers FL 12/2021 Present
Previous Registrations
Other Businesses

DUE COMPAGNO DBA MOLLOY FINANCIAL GROUP, LLC, INVT RELATED, FT. MYERS, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 12/10/2020, 160 HRS PER MONTH, 100% HRS DURING TRADING, FINET PRACTICE. D.C.REAL ESTATE DEVELOPMENT, INVT RELATED, FT. MYERS, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 1/13/2013, 2 HRS PER MONTH, 0 HRS DURING TRADING, HOLD COMPANY FOR FINET OFFICES. RIVERWATCH HOME OWNERS ASSOCATION, NOT INVT RELATED, NORTH FT. MYERS, FL, BOARD MEMBER, START DATE 4/25/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS CURRENT ACTIVITIES, ISSUES OR CONCERNS REGARDING RULE AND REGULATIONS, ASSOCIATION COVENANTS, BUILDING EXPECTATIONS, SPEED LIMITS, VEHICLES, PARKING, STREETS AND LIGHTS. STUDIO ELITE ACRO & DANCE ACADEMY, NOT INVT RELATED, FORT MYERS, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 7/14/2013, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNERS OF DANCE STUDIO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-28
  • S66 Uniform Combined State Law Examination
    2002-06-28

View on SEC IAPD

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