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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-05-17 |
| TX | RA | APPROVED | 2023-05-12 |
| MN | RA | APPROVED | 2023-05-10 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
Detroit Lakes, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 12/2009 | 10/2021 |
| Fbl Financial Group | West Des Moines | IA | 10/2021 | 04/2022 |
| Fbl Marketing Services, Llc | West Des Moines | IA | 11/2021 | 04/2022 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 05/2023 | Present |
| Thrivent | Minneapolis | MN | 03/2022 | 05/2023 |
1) NAME OF BUSINESS: RENTAL PROPERTY; ADDRESS OF BUSINESS: 2365 UNITY AVE N, GOLDEN VALLEY, MN 55422; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 03/01/12; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: OWNER-ACTIVE; APPROXIMATE NUMBER OF HOURS PER MONTH: 4; NUMBER OF HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 0; DUTIES: OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-06 |
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