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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-19 |
| SC | RA | APPROVED | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Charlotte | NC | 04/2002 | 10/2016 |
| Mass Mutual | Springfield | MA | 03/2002 | 10/2016 |
| Woodbury Financial Services Inc | Lincolnton | NC | 10/2016 | 01/2024 |
| Osaic Wealth, Inc. | Lincolnton | NC | 01/2024 | Present |
1. CHRIS RHYNE FINANCIAL MANAGEMENT POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2002 ADDRESS: 2110 Arney Street, Lincolnton NC 28092, United States DESCRIPTION: Sell and Service Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-20 |
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