Best Investors Account Sign in

Jonathan Edward Osterkamp

LPl Financial LLC

Scottsdale, AZ

Chandler, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

15333 North Pima Road Suite 305, Scottsdale, AZ 85260 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Scottsdale AZ 01/2009 Present
Previous Registrations
Other Businesses

1. 3/5/2010: OTHER-SHELL ACCOUNT FOR TAX PURPOSES - THE OSTERKAMP COMPANY, LLC - ESTABLISHING A SINGLE-MEMBER (MYSELF) LLC IN THE STATE OF ARIZONA. CURRENTLY, THE SOLE PURPOSE OF THIS LLC IS TO BE THE COUNTERPARTY IN ANY TRANSACTIONS OR CONTRACTS THAT I ENTER INTO FOR BUSINESS PURPOSES (ALL UNRELATED TO FINANCIAL SERVICES). - TIME SPENT 3% - SCOTTSDALE, AZ. 2. 08/03/2012 - JEO Financial - IN REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 10/19/2015 - NO BUSINESS NAME - INV REL - 17470 North Pacesetter Way, Scottsdale, AZ 85255 - Non-Variable Insurance - START 09/17/2015 - NO TIME SPENT - Placing business directly with Pacific Life Insurance Company for client's Term Life insurance application. 4. 3/17/2017 - LTCiPartners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/07/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Long-term care. 5. 10/20/2021 - Empower - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 07/30/2012 - 1 Hour Per Month During Securities Trading - broker-of-record for a 401(k) that is provided through Great-West Retirement Services, i.e. Great-West Annuity and Life Insurance Company. (Great-West is now known as Empower.) 6. 11/5/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/04/2021 - 1 Hour Per Month During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-03
  • S66 Uniform Combined State Law Examination
    2002-05-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor