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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-21
OK RA APPROVED 2007-01-31
  • TX RA
    APPROVED_RES
    Since 2014-08-21
  • OK RA
    APPROVED
    Since 2007-01-31

Branch Locations

12120 N Rockwell Ave Ste A, Oklahoma City, OK 73162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2002 Present
Other Businesses

Trancapital LLC Type of business: Real estate Warr Acres, OK Start date: 12/20/2017 Managing Member Hours per week: 0 Hours during trading: 0 Just formed LLC to own real property. Transtars LLC Type of business: Real Estate Warr Acres, OK Start date: 9/1/2013 Managing Member Hours per week: 0 Hours during trading: 0 Maintain property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S65 Uniform Investment Adviser Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06
Designations
Other Names
  • Sang Van Tran

View on SEC IAPD

Other Firms

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Other Offices

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